Listing on the ASX, the Luma Legal way.

We help ambitious companies navigate the path to becoming ASX-listed — with precision, pace and purpose.

Supporting your ASX Journey

Luma Legal advises companies on every aspect of their ASX listing — whether via IPO, reverse takeover or cross-listing. We work with founders, boards and deal teams to guide the legal process and help you stay ahead of the curve.

Our experience spans a range of sectors including mining and resources, technology, fintech, retail, property and industrials. We understand the regulatory landscape and the commercial realities that drive listing decisions — and we help our clients move with confidence, speed and focus.

Our role is to simplify the legal complexity, keep the process moving, and ensure your listing is ready when the market is.

We work seamlessly with your other advisers — including corporate advisers, brokers, investment banks and accountants — and take a collaborative, commercial approach to every transaction.

What We Do

We manage every stage of the listing process and bring a solutions-focused mindset to the table. Our services include:

  • Corporate Structuring

    We advise on group restructures, governance frameworks and other pre-IPO requirements to ensure your business is listing-ready and aligned with ASX and investor expectations.

  • Seed and Pre-IPO Funding

    We assist with capital raising prior to your listing, including seed funding rounds, convertible notes, and other hybrid structures.

  • Due Diligence

    We lead and manage legal due diligence processes and documentation, including setting up Due Diligence Committees and coordinating with your broader advisory team.

  • Prospectus Preparation

    We draft and review the legal sections of your prospectus and supporting documentation — ensuring it meets ASIC and ASX standards while remaining clear, concise, compelling and investor-friendly.

  • ASX Engagement

    We handle ASX in-principle advice, waiver applications and regulatory engagement on your behalf — removing friction and pre-empting issues before they arise.

  • Post-Listing Support

    Listing is only the beginning. We support our clients post-IPO with ongoing compliance, governance advice, and corporate transactions to ensure they meet their obligations and seize new opportunities.

Why Luma Legal?

We combine technical precision with commercial insight — and we understand the fast-paced environment in which listings take place. Our team is agile, responsive and outcomes-driven. Our focus is on delivering practical legal solutions that support your broader objectives and keep your team moving. We work closely with founders, directors, and deal teams to deliver results with clarity and confidence.

If you’re preparing to list, or thinking about what comes next, we’re here to help.